Compliance Basics

This course aims to give a good basic understanding of the FSA regulatory regime, its aims and its application to the employees of FSA regulated firms.

It is a practical course drawing on examples and case studies to illustrate how the rules work and their practical application.

This is an ideal course for staff who are new to the industry or for those moving into a Compliance role.

The coruse may also be used as a tool to demonstrate training and competence under the FSA T & C regime.

Course fee:  £380 + VAT

No public course dates currently arranged